Tag Archive: regulation
-
Do you have your ICO number?
Registration with the Information Commissioner’s Office (ICO) is a requirement for any business processing customer data, regardless of FCA regulation…. Read more >
-
Appointed Representative or Introducer Appointed Representative?
What’s best for my business? With 2022 in full swing, and around six months until Financial Conduct Authority (FCA) regulation… Read more >
-
A fairer future: New FCA proposals
The Financial Conduct Authority (FCA) has issued a consultation on its proposed new ‘Consumer Duty’. It aims to create clearer,… Read more >
-
FCA: Taking the next step
Prepare In October, I was pleased to introduce our Pathway to Regulation, our straightforward three-step approach to the FCA regime…. Read more >
-
Dispelling the myths
Golden Charter’s Director of Emerging Market Insight, highlights four common misconceptions about Financial Conduct Authority (FCA) regulation… 1. “Becoming an… Read more >
-
Introducer or Appointed Representative?
This year’s regulation mini-series on the Partnership Podcast ends by welcoming back past SAIF President Jim Auld, who has had… Read more >
-
A broad curriculum
This year’s SAIF Education Day returned to Leicester Tigers’ Stadium for the first time since the pandemic, allowing Independents to… Read more >
-
Funeral planning panel discussion
In Education Day’s longest session, Declan Maguire moderated an expert panel of funeral plan providers, featuring: Mark Moran, Golden Charter… Read more >