Tag Archive: FCA
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FCA: Taking the next step
Prepare In October, I was pleased to introduce our Pathway to Regulation, our straightforward three-step approach to the FCA regime…. Read more >
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Dispelling the myths
Golden Charter’s Director of Emerging Market Insight, highlights four common misconceptions about Financial Conduct Authority (FCA) regulation… 1. “Becoming an… Read more >
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Introducer or Appointed Representative?
This year’s regulation mini-series on the Partnership Podcast ends by welcoming back past SAIF President Jim Auld, who has had… Read more >
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A broad curriculum
This year’s SAIF Education Day returned to Leicester Tigers’ Stadium for the first time since the pandemic, allowing Independents to… Read more >
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Funeral planning panel discussion
In Education Day’s longest session, Declan Maguire moderated an expert panel of funeral plan providers, featuring: Mark Moran, Golden Charter… Read more >
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Simon Hall discusses FCA regulation
The latest episode in the Partnership Podcast’s regulation mini-series sees Golden Charter’s Malcolm Flanders speak to a second funeral director… Read more >
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Staying on the pathway to regulation
Taking the first step Last month, we introduced you to Pathway to regulation, the model our expert regulation team have… Read more >
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FCA regulation: “Understand your needs before seeking paid advice”
As Financial Conduct Authority (FCA) regulation approaches, Golden Charter has encouraged Independents to think carefully about their own circumstances and… Read more >